Legal & Disclosures
Disclosures
Trading disclosures, account protections, AML, REG BI, order routing, extended-hours risks.
Privacy
Privacy Notice and how Success Trader handles personal information.
Risk Disclosure
Day trading risk disclosure statement and general trading risk.
Customer Agreement
The agreement between you and Regal Securities, provided when you open an account.
Margin Agreement
Margin agreement, disclosure of credit terms, and margin risk disclosure.
Options Agreement
Options account agreement and OCC Characteristics and Risks of Standardized Options reference.
Options Trading Risk Disclosure
Business Continuity Plan
Business Continuity Plan summary required by NASD Rule 3510.