Competitive Pricing

For Stocks, ETFs, Bonds & Mutual Funds

Commissions & Fees

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STOCKS & OPTIONS


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Our top rebates are higher than our commissions!

Margin Requirements & Other Rates

Funding Your Account

Select Your Preferred Method: Wired Transfer or ACH

WIRED TRANSFER

  • DOMESTIC
    JP Morgan Chase Bank, N.A.
    270 Park Avenue
    New York, NY 10017-2070
    ABA #021000021
    Hilltop Securities, Inc.
    Account: #08805076955
    FFC: (customer name & account number at Hilltop)
    Attention: Settlement Dept.
  • INTERNATIONAL
    JP Morgan Chase Bank, N.A.
    270 Park Avenue
    New York, NY 10017-2070
    ABA #021000021
    Hilltop Securities, Inc.
    Account: #08805076955
    SWIFT Address: CHASUS33
    FFC: (customer name & account number at Hilltop)
    Attention: Settlement Dept.THIRD PARTY WIRES WILL NOT BE ACCEPTED. FUNDS WILL BE RETURNED TO SENDER BY THE CLEARING FIRM AND FEES ASSESSED.
    IMPORTANT ADDRESSES:JP Morgan Chase Bank, N.A.
    270 Park Avenue
    New York, NY 10017-2070Hilltop Securities, Inc.
    1201 Elm Street, Suite 3500
    Dallas, TX 75270
ELECTRONIC TRANSFER (ACH)


 

Miscellaneous Fees
BROKERAGE FEES
Cancel and Re-bill $20.00
Certificate Held in Safe Keeping at HTS/Firm $100.00 Per Year
Certificate Processing/Deposit Fee (NYSE, NASDAQ, Pink Sheets, and Bulletin Board Stocks) $75.00 Per Cusip, Per Deposit, Plus Applicable Fees[1]
Copy of Past Confirmation $5.00
Copy of Past Statement $5.00
DTC Non-Transferable Fee $15.00 Per Month
DTC Non-Transferable Securities Held $150.00 Annually
DRIP No Charge
DRS Statement Withdrawal $30.00[2]
A DRS statement is sent only when a security is returned to the transfer agent to hold in book entry form.
DWAC and DRS Process Fee $75.00 Plus Transfer Agent Fees
Inactivity Fee $50.00 Annually
Index Option Exchange Fees Varies
Non-ACAT Eligible Securities – Full $75.00
Non-ACAT Eligible Securities – Partial $35.00
Non-DTCC Eligible Securities $100.00 Plus Pass Thru Fees[1]
NSCC Illiquid Securities Fee Varies
Physical Certificate Held at DTC Delivery Fee $100.00
Physical Certificate Held at Hilltop Securities, LLC in Street Name or Client Name $150.00 Per Year
Professional Data Fees $125.00 Per Month
Reg T Extension $20.00
Reorganization – Mandatory No Fee
Reorganization – Voluntary $50.00
Right or Warrant Exercise – Voluntary $50.00
Right or Warrant Exercise – Mandatory No Charge
SEC Transaction Fee Varies
Short Stock Hard to Borrow Fee Varies
Statements & Confirms
   Electronic Statements Free
   Electronic Confirms Free
   Paper Statements Free
   Paper Confirms $1.00 Per Trade
Tenders
  Voluntary Per Position $50.00
  Mandatory No Fee
Trading Activity Fees (TAF)
  Stocks & ETF’s $0.000119 per share (max. $5.95 per trade)
  Options $0.002 Per Contract
  Covered Debt Securities $0.00075 Per Bond (Max. $0.75 Per Trade)
Transfer and Ship Request $550.00
Transfer Out – Full $60.00
Transfer Out – Partial $50.00
Margin Rates & Requirements
AS OF 10/29/2020 THE CURRENT BASE RATE IS 7.75%
Less than $25,000 Base Rate 7.75%
$25,000-$49,999 Base Rate -0.50% 7.25%
$50,000-$99,999 Base Rate -1% 6.75%
$100,000-$249,999 Base Rate -2% 5.75%
$250,000+ Base Rate -3% 4..00%
  • Base Rate is set by comparing various commercial interest rates, such as brokers call, internal and external cost factors and other competitive factors. The Base Rate is subject to change without notice.
ACH/Checks/Wires
BROKERAGE FEES
ACH Recall/Reversal/Return $35.00
Wire Transfers
  Wire Transfer $30.00
  Recalled Wire $50.00
  Returned Wire $50.00
Returned Check $40.00
Overnight Check Fee $20.00
  • Base Rate is set by comparing various commercial interest rates, such as brokers call, internal and external cost factors and other competitive factors. The Base Rate is subject to change without notice.

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